-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ob9EqnNSok194u1ZlybUGU1e4dRS8wupyFiCsER8NzGCg01Wq5h7VYUa53H5JX4e cp+3u8y3dGCJ/rCzRYdOUw== 0000905016-98-000001.txt : 19980123 0000905016-98-000001.hdr.sgml : 19980123 ACCESSION NUMBER: 0000905016-98-000001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980122 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED MOBILE HOMES INC CENTRAL INDEX KEY: 0000752642 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 221890929 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-35711 FILM NUMBER: 98511126 BUSINESS ADDRESS: STREET 1: 125 WYCKOFF RD CITY: EATONTOWN STATE: NJ ZIP: 07724 BUSINESS PHONE: 7323893890 MAIL ADDRESS: STREET 1: P O BOX 335 STREET 2: 125 WYCKOFF ROAD CITY: EATONTOWN STATE: NJ ZIP: 07724 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LANDY EUGENE W CENTRAL INDEX KEY: 0000905016 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 125 WYCKOFF ROAD STREET 2: P O BOX 335 CITY: EATONTOWN STATE: NJ ZIP: 07724 BUSINESS PHONE: 9085424555 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 16 UNITED MOBILE HOMES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 91-1024107 (CUSIP Number) Eugene W. Landy, Esq. Landy & Landy 125 Wyckoff Road P.O. Box 335 Eatontown, New Jersey 07724 732-542-4555 (Name, address and telephone number of Person Authorized to Receive Notices and Communications) January 21, 1998 (Date of Event Which Requires Filing this Statement) ANNUAL REPORT -- NO MATERIAL CHANGE If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this statement, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following: [ ] Check the following box if a fee is being paid with this statement: [ ] 1. Name of Reporting Person, S.S. or I.R.S. Identification No. of Reporting Person: Eugene W. Landy S.S. ####-##-#### 2. Check appropriate box if member of a group: a) [ X ] b) [ ] 3. SEC Use Only 4. Source of Funds: Eugene W. Landy used personal funds. 5. Check if Disclosure of Legal Proceedings is Required pursuant to Items 2(d) or 2(e): 6. Citizen or Place of Organization: Citizen of U.S.A. Number of Shares 7. Sole Voting Power 692,247.4272 shares Beneficially Owned 8. Shared Voting Power 150,723.3197 shares by Reporting Person 9. Sole Dispositive Power 692,247.4272 shares 10. Shared Dispositive Power 150,723.3197 shares 11. Aggregate Amount Beneficially Owned by Reporting Person: 842,970.7469 shares 12. Check if the Aggregate Amount in Row (11) excludes Certain Shares: [ X ] 13. Percent of Class Represented by Amount in Row (11): 12.28% 14. Type of Reporting Person: Individual ITEM 1. SECURITY AND ISSUER Common Stock issued by United Mobile Homes, Inc., 125 Wyckoff Road, Eatontown, New Jersey 07724. ITEM 2. IDENTITY AND BACKGROUND (a) The person filing this statement is Eugene W. Landy. (b) Mr. Landy's business address is 125 Wyckoff Road, Eatontown, NJ 07724 (c) Mr. Landy's present principal occupation is an attorney with the law firm of Landy & Landy; President of Monmouth Capital Corporation; President of Monmouth Real Estate Investment Corporation (formerly Monmouth Real Estate Investment Trust); and Chairman of the Board of United Mobile Homes, Inc. (d) Mr. Landy has not been convicted in a criminal proceeding during the past five years. (e) Mr. Landy, has not, during the past five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction that resulted in a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to federal orstate security laws or finding any violations with respect to such laws. (f) Mr. Landy is a United States citizen. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Answers to this Item 3 for Mr. Landy are set forth above. ITEM 4. PURPOSE OF TRANSACTION Common Stock of United Mobile Homes, Inc. was acquired for investment purposes. The acquisition involves no change of control of United Mobile Homes, Inc. Eugene W. Landy is Chairman of the Board, Director and Founder. Therefore, Item 4 is somewhat inapplicable. Mr. Landy has no plans for the following: (a) The acquisition by any person or additional securities of the issuer, or the disposition of securities of the issuer; except that purchases of United Mobile Homes, Inc. common stock may be made under the United Mobile Homes, Inc. Dividend Reinvestment and Stock Purchase Plan; (b) the extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; (d) any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) any other material change in the issuer's business or corporate structure; (f) changes in the issuer's charter, by-laws or instruments cor- responding thereto or other actions which may impede the acquisition or control of the issuer by any person; (g) causing a class of securities of the issuerto be delisted from a national securities exchange or to cease to be authorized to be quoted in an interdealer quotation system of a registered national securities association; (h) a class of equity securities of the issuer becoming eligible for termination or registration; or (i) any action similar to any of those enumerated above. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of the close of business on January 21, 1998, the following table lists the aggregate number of shares and the percentage of the shares of common stock owned: Aggregate Number Percentage of Name of Shares Owned Shares Owned Eugene W. Landy 464,784.2298* Gloria Landy 54,855.4723 Landy Investments 172,607.7251 Eugene W. Landy, Profit Sharing Plan 98,281.6203 Eugene W. Landy, Pension Plan 52,441.6994 Total: 842,970.7469 shares** 12.28% ______________________________ *Does not include (1) 50,000 shares on which Mr. Landy has an option to purchase pursuant to the Company's Stock Option Plan, which option expires on January 5, 2000; (2) 25,000 shares on which Mr. Landy has an option to purchase pursuant to the Company's Stock Option Plan, which option expires on March 17, 2002; and (3) 25,000 shares on which Mr. Landy has an option to purchase pursuant to the Company's Stock Option Plan, which option expires on December 15, 2002. **Excludes shares held by Mr. Landy's adult children in which he disclaims any beneficial interest. (b) The information required by this sub-paragraph is contained in the responses to ITEMS 7-10 of the second part of the cover page hereto, which items are hereby incorporated by reference. (c) The following transactions were effected by Mr. Landy with respect to the Common Stock of United Mobile Homes, Inc. during the past 60 days: Amt.of Character of Price Per Name Date Shares Transaction Share E.W.Landy 12/11/97 1,000 Disposed of by gift E.W.Landy 12/15/97 25,000 Qualified Stock $13.0625 Option to Purchase Common Stock E.W.Landy 12/15/97 5,592.6250 Acquisition Pursuant $11.375 to the Company's Dividend Reinvestment and Stock Purchase Plan Amt. of Character of Price Per Name Date Shares Transaction Share E.W. Landy 12/26/97 1,100 Open Market Sale $11.0625 E.W. Landy 12/29/97 1,500 Open Market Sale $11.0625 E.W. Landy 12/30/97 1,000 Open Market Sale $11.0625 E.W. Landy 12/31/98 4,000 Open Market Sale $11.0625 E.W. Landy 1/2/98 1,400 Open Market Sale $11.0625 E.W. Landy 1/5/98 1,000 Open Market Sale $11.0625 Gloria Landy 12/15/97 755.3864 Acquisition $11.375 Pursuant to the Company's Dividend Reinvestment and Stock Purchase Plan E.W. Landy 12/15/97 794.5714 Acquisition $11.375 Pension Plan Pursuant to the Company's Dividend Reinvestment and Stock Purchase Plan E.W. Landy 12/15/97 1,357.4646 Acquisition $11.375 Profit Shr.Plan Pursuant to the Company's Dividend Reinvestment and Stock Purchase Plan ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER There are no contracts, arrangements, understandings or relationships (legal or otherwise) between the person named in Item 2 hereof or between such person and any person with respect to any securities of United Mobile Homes, Inc. ITEM 7 . MATERIAL TO BE FILED AS EXHIBITS None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 21, 1998 /s/Eugene W. Landy -----END PRIVACY-ENHANCED MESSAGE-----